Chapters from:

 

 

The Search for the “Manchurian Candidate”

The CIA and Mind Control

 

John Marks

New York: Times Books, 1979

 

 

Chapter

Title

      1

World War II

      6

Them Unwitting: The Safehouses

      8

Brainwashing

    11

Hypnosis

    12

The Search For The Truth

 

 

 

Chapter 1

 

World War II

 

 

On the outskirts of Basel, Switzerland, overlooking the Rhine, lies the worldwide headquarters of the Sandoz drug and chemical empire. There, on the afternoon of April 16, 1943, Dr. Albert Hofmann made an extraordinary discovery—by accident.

At 37, with close-cropped hair and rimless glasses, Hofmann headed the company’s research program to develop marketable drugs out of natural products. He was hard at work in his laboratory that warm April day when a wave of dizziness suddenly overcame him. The strange sensation was not unpleasant, and Hofmann felt almost as though he were drunk.

But he became quite restless. His nerves seemed to run off in different directions. The inebriation was unlike anything he had ever known before. Leaving work early, Hofmann managed a wobbly bicycle-ride home. He lay down and closed his eyes, still unable to shake the dizziness. Now the light of day was disagreeably bright. With the external world shut out, his mind raced along. He experienced what he would later describe as “an uninterrupted stream of fantastic images of extraordinary plasticity and vividness. . . . accompanied by an intense, kaleidoscope-like play of colors.”

These visions subsided after a few hours, and Hofmann, ever the inquiring scientist, set out to find what caused them. He presumed he had somehow ingested one of the drugs with which he had been working that day, and his prime suspect was d-lysergic acid diethylamide, or LSD, a substance that he himself had first produced in the same lab five years earlier. As part of his search for a circulation stimulant, Hofmann had been examining derivatives of ergot, a fungus that attacks rye.

Ergot had a mysterious, contradictory reputation. In China and some Arab countries, it was thought to have medicinal powers, but in Europe it was associated with the horrible malady from the Middle Ages called St. Anthony’s Fire, which struck periodically like the plague. The disease turned fingers and toes into blackened stumps and led to madness and death.

Hofmann guessed that he had absorbed some ergot derivative through his skin, perhaps while changing the filter paper in a suction bottle. To test his theory, he spent three days making up a fresh batch of LSD. Cautiously he swallowed 250 micrograms (less than 1/100,000 of an ounce). Hofmann planned to take more gradually through the day to obtain a result, since no known drug had any effect on the human body in such infinitesimal amounts. He had no way of knowing that because of LSD’s potency, he had already taken several times what would later be termed an ordinary dose. Unexpectedly, this first speck of LSD took hold after about 40 minutes, and Hofmann was off on the first self-induced “trip” of modern times.[1]

Hofmann recalls he felt “horrific . . . I was afraid. I feared I was becoming crazy. I had the idea I was out of my body. I thought I had died. I did not know how it would finish. If you know you will come back from this very strange world, only then can you enjoy it.” Of course, Hofmann had no way of knowing that he would return. While he had quickly recovered from his accidental trip three days earlier, he did not know how much LSD had caused it or whether the present dose was more than his body could detoxify. His mind kept veering off into an unknown dimension, but he was unable to appreciate much beyond his own terror.

Less than 200 miles from Hofmann’s laboratory, doctors connected to the S.S. and Gestapo were doing experiments that led to the testing of mescaline (a drug which has many of the mind-changing qualities of LSD) on prisoners at Dachau. Germany’s secret policemen had the notion, completely alien to Hofmann, that they could use drugs like mescaline to bring unwilling people under their control. According to research team member Walter Neff, the goal of the Dachau experiments was “to eliminate the will of the person examined.”

At Dachau, Nazis took the search for scientific knowledge of military value to its most awful extreme. There, in a closely guarded, fenced-off part of the camp, S.S. doctors studied such questions as the amount of time a downed airman could survive in the North Atlantic in February. Information of this sort was considered important to German security, since skilled pilots were in relatively short supply. So, at Heinrich Himmler’s personal order, the doctors at Dachau simply sat by huge tubs of ice water with stopwatches and timed how long it took immersed prisoners to die. In other experiments, under the cover of “aviation medicine,” inmates were crushed to death in high-altitude pressure chambers (to learn how high pilots could safely fly), and prisoners were shot, so that special blood coagulants could be tested on their wounds.

The mescaline tests at Dachau run by Dr. Kurt Plötner were not nearly so lethal as the others in the “aviation” series, but the drug could still cause grave damage, particularly to anyone who already had some degree of mental instability. The danger was increased by the fact that the mescaline was administered covertly by S.S. men who spiked the prisoners’ drinks. Unlike Dr. Hofmann, the subjects had no idea that a drug was causing their extreme disorientation. Many must have feared they had gone stark mad all on their own. Always, the subjects of these experiments were Jews, gypsies, Russians, and other groups on whose lives the Nazis placed little or no value. In no way were any of them true volunteers, although some may have come forward under the delusion that they would receive better treatment.

After the war, Neff told American investigators that the subjects showed a wide variety of reactions. Some became furious; others were melancholy or gay, as if they were drunk. Not surprisingly, “sentiments of hatred and revenge were exposed in every case.” Neff’ noted that the drug caused certain people to reveal their “most intimate secrets.” Still, the Germans were not ready to accept mescaline as a substitute for their more physical methods of interrogation. They went on to try hypnosis in combination with the drug, but they apparently never felt confident that they had found a way to assume command of their victim’s mind.

Even as the S.S. doctors were carrying on their experiments at Dachau, the Office of Strategic Services (OSS), America’s wartime intelligence agency, set up a “truth drug” committee under Dr. Winfred Overholser, head of St. Elizabeth’s Hospital in Washington. The committee quickly tried and rejected mescaline, several barbiturates, and scopolamine. Then, during the spring of 1943, the committee decided that cannabis indica—or marijuana—showed the most promise, and it started a testing program in cooperation with the Manhattan Project, the TOP SECRET effort to build an atomic bomb. It is not clear why OSS turned to the bomb makers for help, except that, as one former Project official puts it, “Our secret was so great, I guess we were safer than anyone else.” Apparently, top Project leaders, who went to incredible lengths to preserve security, saw no danger in trying out drugs on their personnel.

The Manhattan Project supplied the first dozen test subjects, who were asked to swallow a concentrated, liquid form of marijuana that an American pharmaceutical company furnished in small glass vials. A Project man who was present recalls: “It didn’t work the way we wanted. Apparently the human system would not take it all at once orally. The subjects would lean over and vomit.” What is more, they disclosed no secrets, and one subject wound up in the hospital.

Back to the drawing board went the OSS experts. They decided that the best way to administer the marijuana was inhalation of its fumes. Attempts were made to pour the solution on burning charcoal, and an OSS officer named George White (who had already succeeded in knocking himself out with an overdose of the relatively potent substance) tried out the vapor, without sufficient effect, at St. Elizabeth’s. Finally, the OSS group discovered a delivery system which had been known for years to jazz musicians and other users: the cigarette. OSS documents reported that smoking a mix of tobacco and the marijuana essence brought on a “state of irresponsibility, causing the subject to be loquacious and free in his impartation of information.”

The first field test of these marijuana-laced cigarettes took place on May 27, 1943. The subject was one August Del Gracio, who was described in OSS documents as a “notorious New York gangster.”[2] George White, an Army captain who had come to OSS from the Federal Bureau of Narcotics, administered the drug by inviting Del Gracio up to his apartment for a smoke and a chat. White had been talking to Del Gracio earlier about securing the Mafia’s cooperation to keep Axis agents out of the New York waterfront and to prepare the way for the invasion of Sicily.[3]

Del Gracio had already made it clear to White that he personally had taken part in killing informers who had squealed to the Feds. The gangster was as tough as they came, and if he could be induced to talk under the influence of a truth drug, certainly German prisoners could—or so the reasoning went. White plied him with cigarettes until “subject became high and extremely garrulous.” Over the next two hours, Del Gracio told the Federal agent about the ins and outs of the drug trade (revealing information so sensitive that the CIA deleted it from the OSS documents it released 34 years later). At one point in the conversation, after Del Gracio had begun to talk, the gangster told White, “Whatever you do, don’t ever use any of the stuff I’m telling you.” In a subsequent session, White packed the cigarettes with so much marijuana that Del Gracio became unconscious for about an hour. Yet, on the whole the experiment was considered a success in “loosening the subject’s tongue.”

While members of the truth-drug committee never believed that the concentrated marijuana could compel a person to confess his deepest secrets, they authorized White to push ahead with the testing. On the next stage, he and a Manhattan Project counterintelligence man borrowed 15 to 18 thick dossiers from the FBI and went off to try the marijuana on suspected Communist soldiers stationed in military camps outside Atlanta, Memphis, and New Orleans. According to White’s Manhattan Project sidekick, a Harvard Law graduate and future judge, they worked out a standard interrogation technique:

 

Before we went in, George and I would buy cigarettes, remove them from the bottom of the pack, use a hypodermic needle to put in the fluid, and leave the cigarettes in a shot glass to dry. Then, we resealed the pack. . . . We sat down with a particular soldier and tried to win his confidence. We would say something like “This is better than being overseas and getting shot at,” and we would try to break them. We started asking questions from their [FBI] folder, and we would let them see that we had the folder on them . . . We had a pitcher of ice water on the table, and we knew the drug had taken effect when they reached for a glass. The stuff actually worked. . . . Everyone but one—and he didn’t smoke—gave us more information than we had before.

 

The Manhattan Project lawyer remembers this swing through the South with George White as a “good time.” The two men ate in the best restaurants and took in all the sights. “George was quite a guy,” he says. “At the Roosevelt Hotel in New Orleans after we had interviewed our men, we were lying on the beds when George took out his pistol and shot his initials into the molding that ran along the ceiling. He used his .22 automatic, equipped with a silencer, and he emptied several clips.” Asked if he tried out the truth drug himself, the lawyer says, “Yes. The cigarettes gave you a feeling of walking a couple of feet off the floor. I had a pleasant sensation of well-being. . . . The fellows from my office wouldn’t take a cigarette from me for the rest of the war.”

 

Since World War II, the United States government, led by the Central Intelligence Agency, has searched secretly for ways to control human behavior. This book is about that search, which had its origins in World War II. The CIA programs were not only an extension of the OSS quest for a truth drug, but they also echoed such events as the Nazi experiments at Dachau and Albert Hofmann’s discovery of LSD.

By probing the inner reaches of consciousness, Hofmann’s research took him to the very frontiers of knowledge. As never before in history, the warring powers sought ideas from scientists capable of reaching those frontiers—ideas that could make the difference between victory and defeat. While Hofmann himself remained aloof, in the Swiss tradition, other scientists, like Albert Einstein, helped turned the abstractions of the laboratory into incredibly destructive weapons. Jules Verne’s notions of spaceships touching the moon stopped being absurd when Wernher von Braun’s rockets started pounding London. With their creations, the scientists reached beyond the speculations of science fiction. Never before had their discoveries been so breathtaking and so frightening. Albert Hofmann’s work touched upon the fantasies of the mind—accessible, in ancient legends, to witches and wizards who used spells and potions to bring people under their sway. In the early scientific age, the dream of controlling the brain took on a modern form in Mary Shelley’s creation, Dr. Frankenstein’s monster. The dream would be updated again during the Cold War era to become the Manchurian Candidate, the assassin whose mind was controlled by a hostile government.[4] Who could say for certain that such a fantasy would not be turned into a reality like Verne’s rocket stories or Einstein’s calculations? And who should be surprised to learn that government agencies—specifically the CIA—would swoop down on Albert Hofmann’s lab in an effort to harness the power over the mind that LSD seemed to hold?

From the Dachau experiments came the cruelty that man was capable of heaping upon his fellows in the name of advancing science and helping his country gain advantage in war. To say that the Dachau experiments are object lessons of how far people can stretch ends to justify means is to belittle by cliché what occurred in the concentration camps. Nothing the CIA ever did in its postwar search for mind-control technology came close to the callous killing of the Nazi “aviation research.” Nevertheless, in their attempts to find ways to manipulate people, Agency officials and their agents crossed many of the same ethical barriers. They experimented with dangerous and unknown techniques on people who had no idea what was happening. They systematically violated the free will and mental dignity of their subjects, and, like the Germans, they chose to victimize special groups of people whose existence they considered, out of prejudice and convenience, less worthy than their own. Wherever their extreme experiments went, the CIA sponsors picked for subjects their own equivalents of the Nazis’ Jews and gypsies: mental patients, prostitutes, foreigners, drug addicts, and prisoners, often from minority ethnic groups.

In the postwar era, American officials straddled the ethical and the cutthroat approaches to scientific research. After an Allied tribunal had convicted the first echelon of surviving Nazi war criminals—the Görings and Speers—American prosecutors charged the Dachau doctors with “crimes against humanity” at a second Nuremberg trial. None of the German scientists expressed remorse. Most claimed that someone else had carried out the vilest experiments. All said that issues of moral and personal responsibility are moot in state-sponsored research. What is critical, testified Dr. Karl Brandt, Hitler’s personal physician, is “whether the experiment is important or unimportant.” Asked his attitude toward killing human beings in the course of medical research, Brandt replied, “Do you think that one can obtain any worthwhile fundamental results without a definite toll of lives?” The judges at Nuremberg rejected such defenses and put forth what came to be known as the Nuremberg Code on scientific research.[5] Its main points were simple: Researchers must obtain full voluntary consent from all subjects; experiments should yield fruitful results for the good of society that can be obtained in no other way; researchers should not conduct tests where death or serious injury might occur, “except, perhaps” when the supervising doctors also serve as subjects. The judges—all Americans—sentenced seven of the Germans, including Dr. Brandt, to death by hanging. Nine others received long prison sentences. Thus, the U.S. government put its full moral force behind the idea that there were limits on what scientists could do to human subjects, even when a country’s security was thought to hang in the balance.

The Nuremberg Code has remained official American policy ever since 1946, but, even before the verdicts were in, special U.S. investigating teams were sifting through the experimental records at Dachau for information of military value. The report of one such team found that while part of the data was “inaccurate,” some of the conclusions, if confirmed, would be “an important complement to existing knowledge.” Military authorities sent the records, including a description of the mescaline and hypnosis experiments, back to the United States. None of the German mind-control research was ever made public.

Immediately after the war, large political currents began to shift in the world, as they always do. Allies became enemies and enemies became allies. Other changes were fresh and yet old. In the United States, the new Cold War against communism carried with it a piercing sense of fear and a sweeping sense of mission—at least as far as American leaders were concerned. Out of these feelings and out of that overriding American faith in advancing technology came the CIA’s attempts to tame hostile minds and make spy fantasies real. Experiments went forward and the CIA’s scientists—bitten, sometimes obsessed—kept going back to their laboratories for one last adjustment. Some theories were crushed, while others emerged in unexpected ways that would have a greater impact outside the CIA than in the world of covert operations. Only one aspect remained constant during the quarter-century of active research: The CIA’s interest in controlling the human mind had to remain absolutely secret.

World War II provided more than the grand themes of the CIA’s behavioral programs. It also became the formative life experience of the principal CIA officials, and, indeed, of the CIA itself as an institution. The secret derring-do of the OSS was new to the United States, and the ways of the OSS would grow into the ways of the CIA. OSS leaders would have their counterparts later in the Agency. CIA officials tended to have known the OSS men, to think like them, to copy their methods, and even, in some cases, to be the same people. When Agency officials wanted to launch their massive effort for mind control, for instance, they got out the old OSS documents and went about their goal in many of the same ways the OSS had. OSS leaders enlisted outside scientists; Agency officials also went to the most prestigious ones in academia and industry, soliciting aid for the good of the country. They even approached the same George White who had shot his initials in the hotel ceiling while on OSS assignment.

Years later, White’s escapades with OSS and CIA would carry with them a humor clearly unintended at the time. To those directly involved, influencing human behavior was a deadly serious business, but qualities like bumbling and pure craziness shine through in hindsight. In the CIA’s campaign, some of America’s most distinguished behavioral scientists would stick all kinds of drugs and wires into their experimental subjects—often dismissing the obviously harmful effects with theories reminiscent of the learned nineteenth-century physicians who bled their patients with leeches and belittled the ignorance of anyone who questioned the technique. If the schemes of these scientists to control the mind had met with more success, they would be much less amusing. But so far, at least, the human spirit has apparently kept winning. That—if anything—is the saving grace of the mind-control campaign.

 

World War II signaled the end of American isolation and innocence, and the United States found it had a huge gap to close, with its enemies and allies alike, in applying underhanded tactics to war. Unlike Britain, which for hundreds of years had used covert operations to hold her empire together, the United States had no tradition of using subversion as a secret instrument of government policy. The Germans, the French, the Russians, and nearly everyone else had long been involved in this game, although no one seemed as good at it as the British.

Clandestine lobbying by British agents in the United States led directly to President Franklin Roosevelt’s creation of the organization that became OSS in 1942. This was the first American agency set up to wage secret, unlimited war. Roosevelt placed it under the command of a Wall Street lawyer and World War I military hero, General William “Wild Bill” Donovan. A burly, vigorous Republican millionaire with great intellectual curiosity, Donovan started as White House intelligence adviser even before Pearl Harbor, and he had direct access to the President.

Learning at the feet of the British who made available their expertise, if not all their secrets, Donovan put together an organization where nothing had existed before. A Columbia College and Columbia Law graduate himself, he tended to turn to the gentlemanly preserves of the Eastern establishment for recruits. (The initials OSS were said to stand for “Oh So Social.”) Friends—or friends of friends—could be trusted. “Old boys” were the stalwarts of the British secret service, and, as with most other aspects of OSS, the Americans followed suit.

One of Donovan’s new recruits was Richard Helms, a young newspaper executive then best known for having gained an interview with Adolf Hitler in 1936 while working for United Press. Having gone to Le Rosey, the same Swiss prep school as the Shah of Iran, and then on to clubby Williams College Helms moved easily among the young OSS men. He was already more taciturn than the jovial Donovan, but he was equally ambitious and skilled as a judge of character. For Helms, OSS spywork began a lifelong career. He would become the most important sponsor of mind-control research within the CIA, nurturing and promoting it throughout his steady climb to the top position in the Agency.

Like every major wartime official from President Roosevelt down, General Donovan believed that World War II was in large measure a battle of science and organization. The idea was to mobilize science for defense, and the Roosevelt administration set up a costly, intertwining network of research programs to deal with everything from splitting the atom to preventing mental breakdowns in combat. Donovan named Boston industrialist Stanley Lovell to head OSS Research and Development and to be the secret agency’s liaison with the government scientific community.

A Cornell graduate and a self-described “saucepan chemist,” Lovell was a confident energetic man with a particular knack for coming up with offbeat ideas and selling them to others. Like most of his generation, he was an outspoken patriot. He wrote in his diary shortly after Pearl Harbor: “As James Hilton said, ‘Once at war, to reason is treason.’ My job is clear—to do all that is in me to help America.”

General Donovan minced no words in laying out what he expected of Lovell: “I need every subtle device and every underhanded trick to use against the Germans and Japanese—by our own people—but especially by the underground resistance programs in all the occupied countries. You’ll have to invent them all, Lovell, because you’re going to be my man.” Thus Lovell recalled his marching orders from Donovan, which he instantly received on being introduced to the blustery, hyperactive OSS chief. Lovell had never met anyone with Donovan’s personal magnetism.

Lovell quickly turned to some of the leading lights in the academic and private sectors. A special group—called Division 19—within James Conant’s National Defense Research Committee was set up to produce “miscellaneous weapons” for OSS and British intelligence. Lovell’s strategy, he later wrote, was “to stimulate the Peck’s Bad Boy beneath the surface of every American scientist and to say to him, ‘Throw all your normal law-abiding concepts out the window. Here’s a chance to raise merry hell.’”

Dr. George Kistiakowsky, the Harvard chemist who worked on explosives research during the war (and who became science adviser to Presidents Eisenhower and Kennedy) remembers Stanley Lovell well: “Stan came to us and asked us to develop ways for camouflaging explosives which could be smuggled into enemy countries.” Kistiakowsky and an associate came up with a substance which was dubbed “Aunt Jemima” because it looked and tasted like pancake mix. Says Kistiakowsky: “You could bake bread or other things out of it. I personally took it to a high-level meeting at the War Department and ate cookies in front of all those characters to show them what a wonderful invention it was. All you had to do was attach a powerful detonator, and it exploded with the force of dynamite.” Thus disguised, “Aunt Jemima” could be slipped into occupied lands. It was credited with blowing up at least one major bridge in China.

Lovell encouraged OSS behavioral scientists to find something that would offend Japanese cultural sensibilities. His staff anthropologists reported back that nothing was so shameful to the Japanese soldier as his bowel movements. Lovell then had the chemists work up a skatole compound which duplicated the odor of diarrhea. It was loaded into collapsible tubes, flown to China, and distributed to children in enemy-occupied cities. When a Japanese officer appeared on a crowded street, the kids were encouraged to slip up behind him and squirt the liquid on the seat of his pants. Lovell named the product “Who? Me?” and he credited it with costing the Japanese “face.”

Unlike most weapons, “Who? Me?” was not designed to kill or maim. It was a “harassment substance” designed to lower the morale of individual Japanese. The inspiration came from academicians who tried to make a science of human behavior. During World War II, the behavioral sciences were still very much in their infancy, but OSS—well before most of the outside world—recognized their potential in warfare. Psychology and psychiatry, sociology, and anthropology all seemed to offer insights that could be exploited to manipulate the enemy.

General Donovan himself believed that the techniques of psychoanalysis might be turned on Adolf Hitler to get a better idea of “the things that made him tick,” as Donovan put it. Donovan gave the job of being the Fuhrer’s analyst to Walter Langer, a Cambridge, Massachusetts psychoanalyst whose older brother William had taken leave from a chair of history at Harvard to head OSS Research and Analysis.[6] Langer protested that a study of Hitler based on available data would be highly uncertain and that conventional psychiatric and psychoanalytic methods could not be used without direct access to the patient. Donovan was not the sort to be deterred by such details. He told Langer to go ahead anyway.

With the help of a small research staff, Langer looked through everything he could find on Hitler and interviewed a number of people who had know the German leader. Aware of the severe limitations on his information, but left no choice by General Donovan, Langer plowed ahead and wrote up a final study. It pegged Hitler as a “neurotic psychopath” and proceeded to pick apart the Führer’s psyche. Langer, since retired to Florida, believes he came “pretty close” to describing the real Adolf Hitler. He is particularly proud of his predictions that the Nazi leader would become increasingly disturbed as Germany suffered more and more defeats and that he would commit suicide rather than face capture.

One reason for psychoanalyzing Hitler was to uncover vulnerabilities that could be covertly exploited. Stanley Lovell seized upon one of Langer’s ideas—that Hitler might have feminine tendencies—and got permission from the OSS hierarchy to see if he could push the Führer over the gender line.[7] “The hope was that his moustache would fall off and his voice become soprano,” Lovell wrote. Lovell used OSS’s agent network to try to slip female sex hormones into Hitler’s food, but nothing apparently came of it. Nor was there ever any payoff to other Lovell schemes to blind Hitler permanently with mustard gas or to use a drug to exacerbate his suspected epilepsy. The main problem in these operations—all of which were tried—was to get Hitler to take the medicine. Failure of the delivery schemes also kept Hitler alive—OSS was simultaneously trying to poison him.[8]

Without question, murdering a man was a decisive way to influence his behavior, and OSS scientists developed an arsenal of chemical and biological poisons that included the incredibly potent botulinus toxin, whose delivery system was a gelatin capsule smaller than the head of a pin. Lovell and his associates also realized there were less drastic ways to manipulate an enemy’s behavior, and they came up with a line of products to cause sickness, itching, baldness, diarrhea, and/or the odor thereof. They had less success finding a drug to compel truthtelling, but it was not for lack of trying.

Chemical and biological substances had been used in wartime long before OSS came on the scene. Both sides had used poison gas in World War I; during the early part of World War II, the Japanese had dropped deadly germs on China and caused epidemics; and throughout the war, the Allies and Axis powers alike had built up chemical and biological warfare (CBW) stockpiles, whose main function turned out, in the end, to be deterring the other side. Military men tended to look on CBW as a way of destroying whole armies and even populations. Like the world’s other secret services, OSS individualized CBW and made it into a way of selectively but secretly embarrassing, disorienting, incapacitating, injuring, or killing an enemy.

As diversified as were Lovell’s scientific duties for OSS, they were narrow in comparison with those of his main counterpart in the CIA’s postwar mind-control program, Dr. Sidney Gottlieb. Gottlieb would preside over investigations that ranged from advanced research in amnesia by electroshock to dragnet searches through the jungles of Latin America for toxic leaves and barks. Fully in the tradition of making Hitler moustacheless, Gottlieb’s office would devise a scheme to make Fidel Castro’s beard fall out; like Lovell, Gottlieb would personally provide operators with deadly poisons to assassinate foreign leaders like the Congo’s Patrice Lumumba, and he would be equally at ease discussing possible applications of new research in neurology. On a much greater scale than Lovell’s, Gottlieb would track down every conceivable gimmick that might give one person leverage over another’s mind. Gottlieb would preside over arcane fields from handwriting analysis to stress creation, and he would rise through the Agency along with his bureaucratic patron, Richard Helms.

 

Early in the war, General Donovan got another idea from the British, whose psychologists and psychiatrists had devised a testing program to predict the performance of military officers. Donovan thought such a program might help OSS sort through the masses of recruits who were being rushed through training. To create an assessment system for Americans, Donovan called in Harvard psychology professor Henry “Harry” Murray. In 1938 Murray had written Explorations of Personality, a notable book which laid out a whole battery of tests that could be used to size up the personalities of individuals. “Spying is attractive to loonies,” states Murray. “Psychopaths, who are people who spend their lives making up stories, revel in the field.” The program’s prime objective, according to Murray, was keeping out the crazies, as well as the “sloths, irritants, bad actors, and free talkers.”

Always in a hurry, Donovan gave Murray and a distinguished group of colleagues only 15 days until the first candidates arrived to be assessed. In the interim, they took over a spacious estate outside Washington as their headquarters. In a series of hurried meetings, they put together an assessment system that combined German and British methods with Murray’s earlier research. It tested a recruit’s ability to stand up under pressure, to be a leader, to hold liquor, to lie skillfully, and to read a person’s character by the nature of his clothing.

More than 30 years after the war, Murray remains modest in his claims for the assessment system, saying that it was only an aid in weeding out the “horrors” among OSS candidates. Nevertheless, the secret agency’s leaders believed in its results, and Murray’s system became a fixture in OSS, testing Americans and foreign agents alike. Some of Murray’s young behavioral scientists, like John Gardner,[9] would go on to become prominent in public affairs, and, more importantly, the OSS assessment program would be recognized as a milestone in American psychology. It was the first systematic effort to evaluate an individual’s personality in order to predict his future behavior. After the war, personality assessment would become a new field in itself, and some of Murray’s assistants would go on to establish OSS-like systems at large corporations, starting with AT&T. They also would set up study programs at universities, beginning with the University of California at Berkeley.[10] As would happen repeatedly with the CIA’s mind-control research, OSS was years ahead of public developments in behavioral theory and application.

In the postwar years, Murray would be superseded by a young Oklahoma psychologist John Gittinger, who would rise in the CIA on the strength of his ideas about how to make a hard science out of personality assessment and how to use it to manipulate people. Gittinger would build an office within CIA that refined both Murray’s assessment function and Walter Langer’s indirect analysis of foreign leaders. Gittinger’s methods would become an integral part of everyday Agency operations, and he would become Sid Gottlieb’s protégé.

 

Stanley Lovell reasoned that a good way to kill Hitler—and the OSS man was always looking for ideas—would be to hypnotically control a German prisoner to hate the Gestapo and the Nazi regime and then to give the subject a hypnotic suggestion to assassinate the Führer. The OSS candidate would be let loose in Germany where he would take the desired action, “being under a compulsion that might not be denied,” as Lovell wrote.

Lovell sought advice on whether this scheme would work from New York psychiatrist Lawrence Kubie and from the famed Menninger brothers, Karl and William. The Menningers reported that the weight of the evidence showed hypnotism to be incapable of making people do anything that they would not otherwise do. Equally negative, Dr. Kubie added that if a German prisoner had a logical reason to kill Hitler or anyone else, he would not need hypnotism to motivate him.

Lovell and his coworkers apparently accepted this skeptical view of hypnosis, as did the overwhelming majority of psychologists and psychiatrists in the country. At the time, hypnosis was considered a fringe activity, and there was little recognition of either its validity or its usefulness for any purpose—let alone covert operations. Yet there were a handful of serious experimenters in the field who believed in its military potential. The most vocal partisan of this view was the head of the Psychology Department at Colgate University, George “Esty” Estabrooks. Since the early 1930s, Estabrooks had periodically ventured out from his sleepy upstate campus to advise the military on applications of hypnotism.

Estabrooks acknowledged that hypnosis did not work on everyone and that only one person in five made a good enough subject to be placed in a deep trance, or state of somnambulism. He believed that only these subjects could be induced to such things against their apparent will as reveal secrets or commit crimes. He had watched respected members of the community make fools of themselves in the hands of stage hypnotists, and he had compelled his own students to reveal fraternity secrets and the details of private love affairs—all of which the subjects presumably did not want to do.

Still his experience was limited. Estabrooks realized that the only certain way to know whether a person would commit a crime like murder under hypnosis was to have the person kill someone. Unwilling to settle the issue on his own by trying the experiment, he felt that government sanction of the process would relieve the hypnotist of personal responsibility. “Any ‘accidents’ that might occur during the experiments will simply be charged to profit and loss,” he wrote, “a very trifling portion of that enormous wastage in human life which is part and parcel of war.”

After Pearl Harbor, Estabrooks offered his ideas to OSS, but they were not accepted by anyone in government willing to carry them to their logical conclusion. He was reduced to writing books about the potential use of hypnotism in warfare. Cassandra-like, he tried to warn America of the perils posed by hypnotic control. His 1945 novel, Death in the Mind, concerned a series of seemingly treasonable acts committed by Allied personnel: an American submarine captain torpedoes one of our own battleships, and the beautiful heroine starts acting in an irrational way which serves the enemy. After a perilous investigation, secret agent Johnny Evans learns that the Germans have been hypnotizing Allied personnel and conditioning them to obey Nazi commands. Evans and his cohorts, shaken by the many ways hypnotism can be used against them, set up elaborate countermeasures and then cannot resist going on the offensive. Objections are heard from the heroine, who by this time has been brutally and rather graphically tortured. She complains that “doing things to people’s minds” is “a loathsome way to fight.” Her qualms are brushed aside by Johnny Evans, her lover and boss. He sets off after the Germans—“to tamper with their minds; Make them traitors; Make them work for us.”

In the aftermath of the war, as the U.S. national security apparatus was being constructed, the leaders of the Central Intelligence Agency would adopt Johnny Evans’ mission—almost in those very words. Richard Helms, Sid Gottlieb, John Gittinger, George White, and many others would undertake a far-flung and complicated assault on the human mind. In hypnosis and many other fields, scientists even more eager than George Estabrooks would seek CIA approval for the kinds of experiments they would not dare perform on their own. Sometimes the Agency men concurred; on other occasions, they reserved such experiments for themselves. They would tamper with many minds and inevitably cause some to be damaged. In the end, they would minimize and hide their deeds, and they would live to see doubts raised about the health of their own minds.

 

 

 

Chapter 6

 

Them Unwitting:

The Safehouses

 

 

Frank Olson’s death could have been a major setback for the Agency’s LSD testing, but the program, like Sid Gottlieb’s career, emerged essentially unscathed. High CIA officials did call a temporary halt to all experiments while they investigated the Olson case and re-examined the general policy. They cabled the two field stations that had supplies of the drug (Manila and Atsugi, Japan) not to use it for the time being, and they even took away Sid Gottlieb’s own private supply and had it locked up in his boss’ safe, to which no one else had the combination. In the end, however, Allen Dulles accepted the view Richard Helms put forth that the only “operationally realistic” way to test drugs was to try them on unwitting people. Helms noted that experiments which gave advance warning would be “pro forma at best and result in a false sense of accomplishment and readiness.” For Allen Dulles and his top aides, the possible importance of LSD clearly outweighed the risks and ethical problem of slipping the drug to involuntary subjects. They gave Gottlieb back his LSD.

Once the CIA’s top echelon had made its decision to continue unwitting testing, there remained, in Richard Helms’ words, “only then the question of how best to do it.” The Agency’s role in the Olson affair had come too perilously close to leaking out for the comfort of the security-minded, so TSS officials simply had to work out a testing system with better cover. That meant finding subjects who could not be so easily traced back to the Agency.

Well before Olson’s death, Gottlieb and the MKULTRA crew had started pondering how best to do unwitting testing. They considered using an American police force to test drugs on prisoners, informants, and suspects, but they knew that some local politicians would inevitably find out. In the Agency view, such people could not be trusted to keep sensitive secrets. TSS officials thought about trying Federal prisons or hospitals, but, when sounded out, the Bureau of Prisons refused to go along with true unwitting testing (as opposed to the voluntary, if coercive, form practiced on drug addicts in Kentucky). They contemplated moving the program overseas, where they and the ARTICHOKE teams were already performing operational experiments, but they decided if they tested on the scale they thought was necessary, so many foreigners would have to know that it would pose an unacceptable security risk.

Sid Gottlieb is remembered as the brainstorming genius of the MKULTRA group—and the one with a real talent for showing others, without hurting their feelings, why their schemes would not work. States an ex-colleague who admires him greatly, “In the final analysis, Sid was like a good soldier—if the job had to be done, he did it. Once the decision was made, he found the most effective way.”

In this case, Gottlieb came up with the solution after reading through old OSS files on Stanley Lovell’s search for a truth drug. Gottlieb noted that Lovell had used George White, a prewar employee of the Federal Bureau of Narcotics, to test concentrated marijuana. Besides trying the drug out on Manhattan Project volunteers and unknowing suspected Communists, White had slipped some to August Del Gracio, the Lucky Luciano lieutenant. White had called the experiment a great success. If it had not been—if Del Gracio had somehow caught on to the drugging—Gottlieb realized that the gangster would never have gone to the police or the press. His survival as a criminal required he remain quiet about even the worst indignities heaped upon him by government agents.

To Gottlieb, underworld types looked like ideal test subjects. Nevertheless, according to one TSS source, “We were not about to fool around with the Mafia.” Instead, this source says they chose “the borderline underworld”—prostitutes, drug addicts, and other small-timers who would be powerless to seek any sort of revenge if they ever found out what the CIA had done to them. In addition to their being unlikely whistle-blowers, such people lived in a world where an unwitting dose of some drug—usually knockout drops—was an occupational hazard anyway. They would therefore be better equipped to deal with—and recover from—a surprise LSD trip than the population as a whole. Or so TSS officials rationalized. “They could at least say to themselves, ‘Here I go again. I’ve been slipped a mickey,’” says a TSS veteran. Furthermore, this veteran remembers, his former colleagues reasoned that if they had to violate the civil rights of anyone, they might as well choose a group of marginal people.

George White himself had left OSS after the war and returned to the Narcotics Bureau. In 1952 he was working in the New York office. As a high-ranking narcotics agent, White had a perfect excuse to be around drugs and people who used them. He had proved during the war that he had a talent for clandestine work, and he certainly had no qualms when it came to unwitting testing. With his job, he had access to all the possible subjects the Agency would need, and if he could use LSD or any other drug to find out more about drug trafficking, so much the better. From a security viewpoint, CIA officials could easily deny any connection to anything White did, and he clearly was not the crybaby type. For Sid Gottlieb, George White was clearly the one. The MKULTRA chief decided to contact White directly to see if he might be interested in picking up with the CIA where he had left off with OSS.

Always careful to observe bureaucratic protocol, Gottlieb first approached Harry Anslinger, the longtime head of the Federal Bureau of Narcotics, and got permission to use White on a part-time basis. Then Gottlieb traveled to New York and made his pitch to the narcotics agent, who stood 5’7”, weighed over 200 pounds, shaved his head, and looked something like an extremely menacing bowling ball. After an early-morning meeting, White scrawled in his sweat-stained, leather-bound diary for that day, June 9, 1952: “Gottlieb proposed I be a CIA consultant—I agree.” By writing down such a thing and using Gottlieb’s true name,[11] White had broken CIA security regulations even before he started work. But then, White was never known as a man who followed rules.

Despite the high priority that TSS put on drug testing, White’s security approval did not come through until almost a year later. “It was only last month that I got cleared,” the outspoken narcotics agent wrote to a friend in 1953. “I then learned that a couple of crew-cut, pipe-smoking punks had either known me—or heard of me—during OSS days and had decided I was ‘too rough’ for their league and promptly blackballed me. It was only when my sponsors discovered the root of the trouble they were able to bypass the blockade. After all, fellas, I didn’t go to Princeton.”

People either loved or hated George White, and he had made some powerful enemies, including New York Governor Thomas Dewey and J. Edgar Hoover. Dewey would later help block White from becoming the head of the Narcotics Bureau in New York City, a job White sorely wanted. For some forgotten reason, Hoover had managed to stop White from being hired by the CIA in the Agency’s early days, at a time when he would have preferred to leave narcotics work altogether. These were two of the biggest disappointments of his life. White’s previous exclusion from the CIA may explain why he jumped so eagerly at Gottlieb’s offer and why at the same time he privately heaped contempt on those who worked for the Agency. A remarkably heavy drinker, who would sometimes finish off a bottle of gin in one sitting, White often mocked the CIA crowd over cocktails. “He thought they were a joke,” recalls one longtime crony. “They were too complicated, and they had other people do their heavy stuff.”

Unlike his CIA counterparts, White loved the glare of publicity. A man who gloried in talking about himself and cultivating a hard-nosed image, White knew how to milk a drug bust for all it was worth—a skill that grew out of early years spent as a newspaper reporter in San Francisco and Los Angeles. In search of a more financially secure profession, he had joined the Narcotics Bureau in 1934, but he continued to pal around with journalists, particularly those who wrote favorably about him. Not only did he come across in the press as a cop hero, but he helped to shape the picture of future Kojaks by serving as a consultant to one of the early-television detective series. To start a raid, he would dramatically tip his hat to signal his agents—and to let the photographers know that the time had come to snap his picture. “He was sort of vainglorious,” says another good friend, “the kind of guy who if he did something, didn’t mind having the world know about it.”[12]

The scientists from TSS, with their Ph.D.s and lack of street experience, could not help admiring White for his swashbuckling image. Unlike the men from MKULTRA, who, for all their pretensions, had never worked as real-live spies, White had put his life on the line for OSS overseas and had supposedly killed a Japanese agent with his bare hands. The face of one ex-TSS man lit up, like a little boy’s on Christmas morning, as he told of racing around New York in George White’s car and parking illegally with no fear of the law. “We were Ivy League, white, middle-class,” notes another former TSSer. “We were naïve, totally naïve about this, and he felt pretty expert. He knew the whores, the pimps, the people who brought in the drugs. He’d purportedly been in a number of shootouts where he’d captured millions of dollars worth of heroin. . . . He was a pretty wild man. I know I was afraid of him. You couldn’t control this guy . . . I had a little trouble telling who was controlling who in those days.”

White lived with extreme personal contradictions. As could be expected of a narcotics agent, he violently opposed drugs. Yet he died largely because his beloved alcohol had destroyed his liver. He had tried everything else, from marijuana to LSD, and wrote an acquaintance, “I did feel at times I was having a ‘mind-expanding’ experience but this vanished like a dream immediately after the session.” He was a law-enforcement official who regularly violated the law. Indeed, the CIA turned to him because of his willingness to use the power of his office to ride roughshod over the rights of others—in the name of “national security,” when he tested LSD for the Agency, in the name of stamping out drug abuse, for the Narcotics Bureau. As yet another close associate summed up White’s attitude toward his job, “He really believed the ends justified the means.”

 

George White’s “pragmatic” approach meshed perfectly with Sid Gottlieb’s needs for drug testing. In May 1953 the two men, who wound up going folk dancing together several times, formally joined forces. In CIA jargon, White became MKULTRA subproject #3. Under this arrangement, White rented two adjacent Greenwich Village apartments, posing as the sometime artist and seaman “Morgan Hall.” White agreed to lure guinea pigs to the “safehouse”—as the Agency men called the apartments—slip them drugs, and report the results to Gottlieb and the others in TSS. For its part, the CIA let the Narcotics Bureau use the place for undercover activities (and often for personal pleasure) whenever no Agency work was scheduled, and the CIA paid all the bills, including the cost of keeping a well-stocked liquor cabinet—a substantial bonus for White. Gottlieb personally handed over the first $4,000 in cash, to cover the initial costs of furnishing the safehouse in the lavish style that White felt befitted him.

Gottlieb did not limit his interest to drugs. He and other TSS officials wanted to try out surveillance equipment. CIA technicians quickly installed see-through mirrors and microphones through which eavesdroppers could film, photograph, and record the action. “Things go wrong with listening devices and two-way mirrors, so you build these things to find out what works and what doesn’t,” says a TSS source. “If you are going to entrap, you’ve got to give the guy pictures [flagrante delicto] and voice recordings. Once you learn how to do it so that the whole thing looks comfortable, cozy, and safe, then you can transport the technology overseas and use it.” This TSS man notes that the Agency put to work in the bedrooms of Europe some of the techniques developed in the George White safehouse operation.

In the safehouse’s first months, White tested LSD, several kinds of knockout drops, and that old OSS standby, essence of marijuana. He served up the drugs in food, drink, and cigarettes and then tried to worm information—usually on narcotics matters—from his “guests.” Sometimes MKULTRA men came up from Washington to watch the action. A September 1953 entry in White’s diary noted: “Lashbrook at 81 Bedford Street—Owen Winkle and LSD surprise—can wash.” Sid Gottlieb’s deputy, Robert Lashbrook, served as “project monitor” for the New York safehouse.[13]

White had only been running the safehouse six months when Olson died (in Lashbrook’s company), and Agency officials suspended the operation for re-evaluation. They soon allowed him to restart it, and then Gottlieb had to order White to slow down again. A New York State commissioner had summoned the narcotics agent to explain his role in the deal that wound up with Governor Dewey pardoning Lucky Luciano after the war. The commissioner was asking questions that touched on White’s use of marijuana on Del Gracio, and Gottlieb feared that word of the CIA’s current testing might somehow leak out. This storm also soon passed, but then, in early 1955, the Narcotics Bureau transferred White to San Francisco to become chief agent there. Happy with White’s performance, Gottlieb decided to let him take the entire safehouse operation with him to the Coast. White closed up the Greenwich Village apartments, leaving behind unreceipted “tips” for the landlord “to clear up any difficulties about the alterations and damages,” as a CIA document put it.[14]

White soon rented a suitable “pad” (as he always called it) on Telegraph Hill, with a stunning view of San Francisco Bay, the Golden Gate Bridge, and Alcatraz. To supplement the furniture he brought from the New York safehouse, he went out and bought items that gave the place the air of the brothel it was to become: Toulouse-Lautrec posters, a picture of a French cancan dancer, and photos of manacled women in black stockings. “It was supposed to look rich,” recalls a narcotics agent who regularly visited, “but it was furnished like crap.”

White hired a friend’s company to install bugging equipment, and William Hawkins, a 25-year-old electronics whiz then studying at Berkley put in four DD-4 microphones disguised as electrical wall outlets and hooked them up to two F-301 tape recorders, which agents monitored in an adjacent “listening post.” Hawkins remembers that White “kept a pitcher of martinis in the refrigerator, and he’d watch me for a while as I installed a microphone and then slip off.” For his own personal “observation post,” White had a portable toilet set up behind a two-way mirror, where he could watch the proceedings, usually with drink in hand.

The San Francisco safehouse specialized in prostitutes. “But this was before The Hite Report and before any hooker had written a book,” recalls a TSS man, “so first we had to go out and learn about their world. In the beginning, we didn’t know what a john was or what a pimp did.” Sid Gottlieb decided to send his top staff psychologist, John Gittinger, to San Francisco to probe the demimonde.

George White supplied the prostitutes for the study, although White, in turn, delegated much of the pimping function to one of his assistants, Ira “Ike” Feldman. A muscular but very short man, whom even the 5’7” White towered over, Feldman tried even harder than his boss to act tough. Dressed in suede shoes, a suit with flared trousers, a hat with a turned-up brim, and a huge zircon ring that was supposed to look like a diamond, Feldman first came to San Francisco on an undercover assignment posing as an East Coast mobster looking to make a big heroin buy. Using a drug-addicted prostitute name Janet Jones, whose common-law husband states that Feldman paid her off with heroin, the undercover man lured a number of suspected drug dealers to the “pad” and helped White make arrests.

As the chief Federal narcotics agent in San Francisco, White was in a position to reward or punish a prostitute. He set up a system whereby he and Feldman provided Gittinger with all the hookers the psychologist wanted. White paid off the women with a fixed number of “chits.” For each chit, White owed one favor. “So the next time the girl was arrested with a john,” says an MKULTRA veteran, “she would give the cop George White’s phone number. The police all knew White and cooperated with him without asking questions. They would release the girl if he said so. White would keep good records of how many chits each person had and how many she used. No money was exchanged, but five chits were worth $500 to $1,000.” Prostitutes were not the only beneficiaries of White’s largess. The narcotics agent worked out a similar system to forgive the transgressions of small time drug pushers when the MKULTRA men wanted to talk to them about “the rules of their game,” according to the source.

TSS officials wanted to find out everything they could about how to apply sex to spying, and the prostitute project became a general learning and then training ground for CIA carnal operations. After all, states one TSS official, “We did quite a study of prostitutes and their behavior. . . . At first nobody really knew how to use them. How do you train them? How do you work them? How do you take a woman who is willing to use her body to get money out of a guy to get things which are much more important, like state secrets. I don’t care how beautiful she is—educating the ordinary prostitute up to that level is not a simple task.”

The TSS men continually tried to refine their knowledge. They realized that prostitutes often wheedled extra money out of a customer by suggesting some additional service as male orgasm neared. They wondered if this might not also be a good time to seek sensitive information. “But no,” says the source, “we found the guy was focused solely on hormonal needs. He was not thinking of his career or anything else at that point.” The TSS experts discovered that the postsexual, light-up-a-cigarette period was much better suited to their ulterior motives. Says the source:

 

Most men who go to prostitutes are prepared for the fact that [after the act] she’s beginning to work to get herself out of there, so she can get back on the street to make some more money. . . . To find a prostitute who is willing to stay is a hell of a shock to anyone used to prostitutes. It has a tremendous effect on the guy. It’s a boost to his ego if she’s telling him he was really neat, and she wants to stay for a few more hours. . . . Most of the time, he gets pretty vulnerable. What the hell’s he going to talk about? Not the sex, so he starts talking about his business. It’s at this time she can lead him gently. But you have to train prostitutes to do that. Their natural inclination is to do exactly the opposite.

 

The men from MKULTRA learned a great deal about varying sexual preferences. One of them says:

 

We didn’t know in those days about hidden sadism and all that sort of stuff. We learned a lot about human nature in the bedroom. We began to understand that when people wanted sex, it wasn’t just what we had thought of—you know, the missionary position. . . . We started to pick up knowledge that could be used in operations, but with a lot of it we never figured out any way to use it operationally. We just learned. . . . All these ideas did not come to us at once. But evolving over three or four years in which these studies were going on, things emerged which we tried. Our knowledge of prostitutes’ behavior became pretty damn good. . . . This comes across now that somehow we were just playing around and we just found all these exotic ways to waste the taxpayers’ money on satisfying our hidden urges. I’m not saying that watching prostitutes was not exciting or something like that. But what I am saying was there was a purpose to the whole business.[15]

 

In the best tradition of Mata Hari, the CIA did use sex as a clandestine weapon, although apparently not so frequently as the Russians. While many in the Agency believed that it simply did not work very well, others like CIA operators in Berlin during the mid-1960s felt prostitutes could be a prime source of intelligence. Agency men in that city used a network of hookers to good advantage—or so they told visitors from headquarters. Yet, with its high proportion of Catholics and Mormons—not to mention the Protestant ethic of many of its top leaders—the Agency definitely had limits beyond which prudery took over. For instance, a TSS veteran says that a good number of case officers wanted no part of homosexual entrapment operations. And to go a step further, he recalls one senior KGB man who told too many sexual jokes about young boys. “It didn’t take too long to recognize that he was more than a little fascinated by youths,” says the source. “I took the trouble to point out he was probably too good, too well-trained, to be either entrapped or to give away secrets. But he would have been tempted toward a compromising position by a preteen. I mentioned this, and they said, ‘As a psychological observer, you’re probably quite right. But what the hell are we going to do about it? Where are we going to get a twelve-year-old boy?’ “ The source believes that if the Russian had had a taste for older men, U.S. intelligence might have mounted an operation, “but the idea of a twelve-year-old boy was just more than anybody could stomach.”

 

As the TSS men learned more about the San Francisco hustlers, they ventured outside the safehouse to try out various clandestine-delivery gimmicks in public places like restaurants, bars, and beaches. They practiced ways to slip LSD to citizens of the demimonde while buying them a drink or lighting up a cigarette, and they then tried to observe the effects when the drug took hold. Because the MKULTRA scientists did not move smoothly among the very kinds of people they were testing, they occasionally lost an unwitting victim in a crowd—thereby sending a stranger off alone with a head full of LSD.

In a larger sense, all the test victims would become lost. As a matter of policy, Sid Gottlieb ordered that virtually no records be kept of the testing. In 1973, when Gottlieb retired from the Agency, he and Richard Helms agreed to destroy what they thought were the few existing documents on the program. Neither Gottlieb nor any other MKULTRA man has owned up to having given LSD to an unknowing subject, or even to observing such an experiment—except of course in the case of Frank Olson. Olson’s death left behind a paper trail outside of Gottlieb’s control and that hence could not be denied. Otherwise, Gottlieb and his colleagues have put all the blame for actual testing on George White, who is not alive to defend himself. One reason the MKULTRA veterans have gone to such lengths to conceal their role is obvious: fear of lawsuits from victims claiming damaged health.

At the time of the experiments, the subjects’ health did not cause undue concern. At the safehouse, where most of the testing took place, doctors were seldom present. Dr. James Hamilton, a Stanford Medical School psychiatrist and White’s OSS colleague, visited the place from time to time, apparently for studies connected to unwitting drug experiments and deviant sexual practices. Yet neither Hamilton nor any other doctor provided much medical supervision. From his perch atop the toilet seat, George White could do no more than make surface observations of his drugged victims. Even an experienced doctor would have had difficulty handling White’s role. In addition to LSD, which they knew could cause serious, if not fatal problems, TSS officials gave White even more exotic experimental drugs to test, drugs that other Agency contractors may or may not have already used on human subjects. “If we were scared enough of a drug not to try it out on ourselves, we sent it to San Francisco,” recalls a TSS source. According to a 1963 report by CIA Inspector General John Earman, “In a number of instances, however, the test subject has become ill for hours or days, including hospitalization in at least one case, and [White] could only follow up by guarded inquiry after the test subject’s return to normal life. Possible sickness and attendant economic loss are inherent contingent effects of the testing.”

The Inspector General noted that the whole program could be compromised if an outside doctor made a “correct diagnosis of an illness.” Thus, the MKULTRA team not only made some people sick but had a vested interest in keeping doctors from finding out what was really wrong. If that bothered the Inspector General, he did not report his qualms, but he did say he feared “serious damage to the Agency” in the event of public exposure. The Inspector General was only somewhat reassured by the fact that George White “maintain[ed] close working relations with local police authorities which could be utilized to protect the activity in critical situations.”

 

If TSS officials had been willing to stick with their original target group of marginal underworld types, they would have had little to fear from the police. After all, George White was the police. But increasingly they used the safehouse to test drugs, in the Inspector General’s words, “on individuals of all social levels, high and low, native American and foreign.” After all, they were looking for an operational payoff, and they knew people reacted differently to LSD according to everything from health and mood to personality structure. If TSS officials wanted to slip LSD to foreign leaders, as they contemplated doing to Fidel Castro, they would try to spring an unwitting dose on somebody as similar as possible. They used the safehouse for “dry runs” in the intermediate stage between the laboratory and actual operations.

For these dress rehearsals, George White and his staff procurer, Ike Feldman, enticed men to the apartment with prostitutes. An unsuspecting john would think he had bought a night of pleasure, go back to a strange apartment, and wind up zonked. A CIA document that survived Sid Gottlieb’s shredding recorded this process. Its author, Gottlieb himself, could not break a lifelong habit of using nondescriptive language. For the MKULTRA chief, the whores were “certain individuals who covertly administer this material to other people in accordance with [White’s] instructions.” White normally paid the women $100 in Agency funds for their night’s work, and Gottlieb’s prose reached new bureaucratic heights as he explained why the prostitutes did not sign for the money: “Due to the highly unorthodox nature of these activities and the considerable risk incurred by these individuals, it is impossible to require that they provide a receipt for these payments or that they indicate the precise manner in which the funds were spent.” The CIA’s auditors had to settle for canceled checks which White cashed himself and marked either “Stormy” or, just as appropriately, “Undercover Agent.” The program was also referred to as “Operation Midnight Climax.”

TSS officials found the San Francisco safehouse so successful that they opened a branch office, also under George White’s auspices, across the Golden Gate on the beach in Marin County.[16] Unlike the downtown apartment, where an MKULTRA man says “you could bring people in for quickies after lunch,” the suburban Marin County outlet proved useful for experiments that required relative isolation. There, TSS scientists tested such MKULTRA specialties as stink bombs, itching and sneezing powders, and diarrhea inducers. TSS’s Ray Treichler, the Stanford chemist, sent these “harassment substances” out to California for testing by White, along with such delivery systems as a mechanical launcher that could throw a foul-smelling object 100 yards, glass ampules that could be stepped on in a crowd to release any of Treichler’s powders, a fine hypodermic needle to inject drugs through the cork in a wine bottle, and a drug-coated swizzle stick.

TSS men also planned to use the Marin County safehouse for an ill-fated experiment that began when staff psychologists David Rhodes and Walter Pasternak spent a week circulating in bars, inviting strangers to a party. They wanted to spray LSD from an aerosol can on their guests, but according to Rhodes’ Senate testimony, “the weather defeated us.” In the heat of the summer, they could not close the doors and windows long enough for the LSD to hang in the air and be inhaled. Sensing a botched operation, their MKULTRA colleague, John Gittinger (who brought the drug out from Washington) shut himself in the bathroom and let go with the spray. Still, Rhodes testified, Gittinger did not get high, and the CIA men apparently scrubbed the party.[17]

 

The MKULTRA crew continued unwitting testing until the summer of 1963 when the Agency’s Inspector General stumbled across the safehouses during a regular inspection of TSS activities. This happened not long after Director John McCone had appointed John Earman to the Inspector General position.[18] Much to the displeasure of Sid Gottlieb and Richard Helms, Earman questioned the propriety of the safehouses, and he insisted that Director McCone be given a full briefing. Although President Kennedy had put McCone in charge of the Agency the year before, Helms—the professional’s professional—had not bothered to tell his outsider boss about some of the CIA’s most sensitive activities, including the safehouses and the CIA-Mafia assassination plots.[19] Faced with Earman’s demands, Helms—surely one of history’s most clever bureaucrats—volunteered to tell McCone himself about the safehouses (rather than have Earman present a negative view of the program). Sure enough, Helms told Earman afterward, McCone raised no objections to unwitting testing (as Helms described it). A determined man and a rather brave one, Earman countered with a full written report to McCone recommending that the safehouses be closed. The Inspector General cited the risks of exposure and pointed out that many people both inside and outside the Agency found “the concepts involved in manipulating human behavior . . . to be distasteful and unethical.” McCone reacted by putting off a final decision but suspending unwitting testing in the meantime. Over the next year, Helms, who then headed the Clandestine Services, wrote at least three memos urging resumption. He cited “indications . . . of an apparent Soviet aggressiveness in the field of covertly administered chemicals which are, to say the least, inexplicable and disturbing,” and he claimed the CIA’s “positive operational capacity to use drugs is diminishing owing to a lack of realistic testing.”[20] To Richard Helms, the importance of the program exceeded the risks and the ethical questions, although he did admit, “We have no answer to the moral issue.” McCone simply did nothing for two years. The director’s indecision had the effect of killing the program, nevertheless. TSS officials closed the San Francisco safehouse in 1965 and the New York one in 1966.

Years later in a personal letter to Sid Gottlieb, George White wrote an epitaph for his role with the CIA: “I was a very minor missionary, actually a heretic, but I toiled wholeheartedly in the vineyards because it was fun, fun, fun. Where else could a red-blooded American boy lie, kill, cheat, steal, rape, and pillage with the sanction and blessing of the All-Highest?”

 

*   *   *

 

After 10 years of unwitting testing, the men from MKULTRA apparently scored no major breakthroughs with LSD or other drugs. They found no effective truth drug, recruitment pill, or aphrodisiac. LSD had not opened up the mind to CIA control. “We had thought at first that this was the secret that was going to unlock the universe,” says a TSS veteran. “We found that human beings had resources far greater than imagined.”

Yet despite the lack of precision and uncertainty, the CIA still made field use of LSD and other drugs that had worked their way through the MKULTRA testing progression. A 1957 report showed that TSS had already moved 6 drugs out of the experimental stage and into active use. Up to that time, CIA operators had utilized LSD and other psychochemicals against 33 targets in 6 different operations. Agency officials hoped in these cases either to discredit the subject by making him seem insane or to “create within the individual a mental and emotional situation which will release him from the restraint of self-control and induce him to reveal information willingly under adroit manipulation.” The Agency has consistently refused to release details of these operations, and TSS sources who talk rather freely about other matters seem to develop amnesia when the subject of field use comes up. Nevertheless, it can be said that the CIA did establish a relationship with an unnamed foreign secret service to interrogate prisoners with LSD-like drugs. CIA operators participated directly in these interrogations, which continued at least until 1966. Often the Agency showed more concern for the safety of its operational targets abroad than it did for its unwitting victims in San Francisco, since some of the foreign subjects were given medical examinations before being slipped the drug.[21]

In these operations, CIA men sometimes brought in local doctors for reasons that had nothing to do with the welfare of the patient. Instead, the doctor’s role was to certify the apparent insanity of a victim who had been unwittingly dosed with LSD or an even more durable psychochemical like BZ (which causes trips lasting a week or more and which tends to induce violent behavior). If a doctor were to prescribe hospitalization or other severe treatment, the effect on the subject could be devastating. He would suffer not only the experience itself, including possible confinement in a mental institution, but also social stigma. In most countries, even the suggestion of mental problems severely damages an individual’s professional and personal standing (as Thomas Eagleton, the recipient of some shock therapy, can testify). “It’s an old technique,” says an MKULTRA veteran. “You neutralize someone by having their constituency doubt them.” The Church committee confirms that the Agency used this technique at least several times to assassinate a target’s character.[22]

Still, the Clandestine Services did not frequently call on TSS for LSD or other drugs. Many operators had practical and ethical objections. In part to overcome such objections and also to find better ways to use chemical and biological substances in covert operations, Sid Gottlieb moved up in 1959 to become Assistant for Scientific Matters to the Clandestine Services chief. Gottlieb found that TSS had kept the MKULTRA programs so secret that many field people did not even know what techniques were available. He wrote that tight controls over field use in MKDELTA operations “may have generated a general defeatism among case officers,” who feared they would not receive permission or that the procedure was not worth the effort. Gottlieb tried to correct these shortcomings by providing more information on the drug arsenal to senior operators and by streamlining the approval process. He had less luck in overcoming views that drugs do not work or are not reliable, and that their operational use leads to laziness and poor tradecraft.

If the MKULTRA program had ever found that LSD or any other drug really did turn a man into a puppet, Sid Gottlieb would have had no trouble surmounting all those biases. Instead, Gottlieb and his fellow searchers came frustratingly close but always fell short of finding a reliable control mechanism. LSD certainly penetrated to the innermost regions of the mind. It could spring loose a whole gamut of feelings, from terror to insight. But in the end, the human psyche proved so complex that even the most skilled manipulator could not anticipate all the variables. He could use LSD and other drugs to chip away at free will. He could score temporary victories, and he could alter moods, perception—sometimes even beliefs. He had the power to cause great harm, but ultimately he could not conquer the human spirit.

 

 

 

Chapter 8

 

Brainwashing

 

 

In September 1950, the Miami News published an article by Edward Hunter titled “‘Brain-Washing’ Tactics Force Chinese into Ranks of Communist Party.” It was the first printed use in any language of the term “brainwashing,” which quickly became a stock phrase in Cold War headlines. Hunter, a CIA propaganda operator who worked under cover as a journalist, turned out a steady stream of books and articles on the subject. He made up his coined word from the Chinese hsi-nao—“to cleanse the mind”—which had no political meaning in Chinese.

American public opinion reacted strongly to Hunter’s ideas, no doubt because of the hostility that prevailed toward communist foes, whose ways were perceived as mysterious and alien. Most Americans knew something about the famous trial of the Hungarian Josef Cardinal Mindszenty, at which the Cardinal appeared zombie-like, as though drugged or hypnotized. Other defendants at Soviet “show trials” had displayed similar symptoms as they recited unbelievable confessions in dull, cliché-ridden monotones. Americans were familiar with the idea that the communists had ways to control hapless people, and Hunter’s new word helped pull together the unsettling evidence into one sharp fear. The brainwashing controversy intensified during the heavy 1952 fighting in Korea, when the Chinese government launched a propaganda offensive that featured recorded statements by captured U.S. pilots, who “confessed” to a variety of war crimes including the use of germ warfare.

The official American position on prisoner confessions was that they were false and forced. As expressed in an Air Force Headquarters document, “Confessions can be of truthful details. . . . For purposes of this section, ‘confessions’ are considered as being the forced admission to a lie.” But if the military had understandable reasons to gloss over the truth or falsity of the confessions, this still did not address the fact that confessions had been made at all. Nor did it lay to rest the fears of those like Edward Hunter who saw the confessions as proof that the communists now had techniques “to put a man’s mind into a fog so that he will mistake what is true for what is untrue, what is right for what is wrong, and come to believe what did not happen actually had happened, until he ultimately becomes a robot for the Communist manipulator.”

By the end of the Korean War, 70 percent of the 7,190 U.S. prisoners held in China had either made confessions or signed petitions calling for an end to the American war effort in Asia. Fifteen percent collaborated fully with the Chinese, and only 5 percent steadfastly resisted. The American performance contrasted poorly with that of the British, Australian, Turkish, and other United Nations prisoners—among whom collaboration was rare, even though studies showed they were treated about as badly as the Americans. Worse, an alarming number of the prisoners stuck by their confessions after returning to the United States. They did not, as expected, recant as soon as they stepped on U.S. soil. Puzzled and dismayed by this wholesale collapse of morale among the POWs, American opinion leaders settled in on Edward Hunter’s explanation: The Chinese had somehow brainwashed our boys.

But how? At the height of the brainwashing furor, conservative spokesmen often seized upon the very mystery of it all to give a religious cast to the political debate. All communists have been, by definition, brainwashed through satanic forces, they argued—thereby making the enemy seem like robots completely devoid of ordinary human feelings and motivation. Liberals favored a more scientific view of the problem. Given the incontrovertible evidence that the Russians and the Chinese could, in a very short time and often under difficult circumstances, alter the basic belief and behavior patterns of both domestic and foreign captives, liberals argued that there must be a technique involved that would yield its secrets under objective investigation.

CIA Director Allen Dulles favored the scientific approach, although he naturally encouraged his propaganda experts to exploit the more emotional interpretations of brainwashing. Dulles and the heads of the other American security agencies became almost frantic in their efforts to find out more about the Soviet and Chinese successes in mind control. Under pressure for answers, Dulles turned to Dr. Harold Wolff, a world-famous neurologist with whom he had developed an intensely personal relationship. Wolff was then treating Dulles’ own son for brain damage suffered from a Korean War head wound. Together they shared the trauma of the younger Dulles’ fits and mental lapses. Wolff, a skinny little doctor with an overpowering personality, became fast friends with the tall, patrician CIA Director. Dulles may have seen brainwashing as an induced form of brain damage or mental illness. In any case, in late 1953, he asked Wolff to conduct an official study of communist brainwashing techniques for the CIA. Wolff, who had become fascinated by the Director’s tales of the clandestine world, eagerly accepted.

Harold Wolff was known primarily as an expert on migraine headaches and pain, but he had served on enough military and intelligence advisory panels that he knew how to pick up Dulles’ mandate and expand on it. He formed a working partnership with Lawrence Hinkle, his colleague at Cornell University Medical College in New York City. Hinkle handled the administrative part of the study and shared in the substance. Before going ahead, the two doctors made sure they had the approval of Cornell’s president, Deane W. Malott and other high university officials who checked with their contacts in Washington to make sure the project did indeed have the great importance that Allen Dulles stated. Hinkle recalls a key White House aide urging Cornell to cooperate. The university administration agreed, and soon Wolff and Hinkle were poring over the Agency’s classified files on brainwashing. CIA officials also helped arrange interviews with former communist interrogators and prisoners alike. “It was done with great secrecy,” recalls Hinkle. “We went through a great deal of hoop-de-do and signed secrecy agreements, which everyone took very seriously.”

 

The team of Wolff and Hinkle became the chief brainwashing studiers for the U.S. government, although the Air Force and Army ran parallel programs.[23] Their secret report to Allen Dulles, later published in a declassified version, was considered the definitive U.S. Government work on the subject. In fact, if allowances are made for the Cold War rhetoric of the fifties, the Wolff-Hinkle report still remains one of the better accounts of the massive political re-education programs in China and the Soviet Union. It stated flatly that neither the Soviets nor the Chinese had any magical weapons—no drugs, exotic mental ray-guns, or other fanciful machines. Instead, the report pictured communist interrogation methods resting on skillful, if brutal, application of police methods. Its portrait of the Soviet system anticipates, in dry and scholarly form, the work of novelist Alexander Solzhenitzyn in The Gulag Archipelago. Hinkle and Wolff showed that the Soviet technique rested on the cumulative weight of intense psychological pressure and human weakness, and this thesis alone earned the two Cornell doctors the enmity of the more right-wing CIA officials such as Edward Hunter. Several of his former acquaintances remember that Hunter was fond of saying that the Soviets brainwashed people the way Pavlov had conditioned dogs.

In spite of some dissenters like Hunter, the Wolff-Hinkle model became, with later refinements, the best available description of extreme forms of political indoctrination. According to the general consensus, the Soviets started a new prisoner off by putting him in solitary confinement. A rotating corps of guards watched him constantly, humiliating and demeaning him at every opportunity and making it clear he was totally cut off from all outside support. The guards ordered him to stand for long periods, let him sit, told him exactly the position he could take to lie down, and woke him if he moved in the slightest while sleeping. They banned all outside stimuli—books, conversation, or news of the world.

After four to six weeks of this mind-deadening routine, the prisoner usually found the stress unbearable and broke down. “He weeps, he mutters, and prays aloud in his cell,” wrote Hinkle and Wolff. When the prisoner reached this stage, the interrogation began. Night after night, the guards brought him into a special room to face the interrogator. Far from confronting his captive with specific misdeeds, the interrogator told him that he knew his own crimes—all too well. In the most harrowing Kafkaesque way, the prisoner tried to prove his innocence to he knew not what. Together the interrogator and prisoner reviewed the prisoner’s life in detail. The interrogator seized on any inconsistency—no matter how minute—as further evidence of guilt, and he laughed at the prisoner’s efforts to justify himself. But at least the prisoner was getting a response of some sort. The long weeks of isolation and uncertainty had made him grateful for human contact even grateful that his case was moving toward resolution. True, it moved only as fast as he was willing to incriminate himself, but . . . Gradually, he came to see that he and his interrogator were working toward the same goal of wrapping up his case. In tandem, they ransacked his soul. The interrogator would periodically let up the pressure. He offered a cigarette, had a friendly chat, explained he had a job to do—making it all the more disappointing the next time he had to tell the prisoner that his confession was unsatisfactory .

As the charges against him began to take shape, the prisoner realized that he could end his ordeal only with a full confession. Otherwise the grueling sessions would go on forever. “The regimen of pressure has created an overall discomfort which is well nigh intolerable,” wrote Hinkle and Wolff. “The prisoner invariably feels that ‘something must be done to end this.’ He must find a way out.” A former KGB officer, one of many former interrogators and prisoners interviewed for the CIA study, said that more than 99 percent of all prisoners signed a confession at this stage.

In the Soviet system under Stalin, these confessions were the final step of the interrogation process, and the prisoners usually were shot or sent to a labor camp after sentencing. Today, Russian leaders seem much less insistent on exacting confessions before jailing their foes, but they still use the penal (and mental health) system to remove from the population classes of people hostile to their rule.

The Chinese took on the more ambitious task of re-educating their prisoners. For them, confession was only the beginning. Next, the Chinese authorities moved the prisoner into a group cell where his indoctrination began. From morning to night, he and his fellow prisoners studied Marx and Mao, listened to lectures, and engaged in self-criticism. Since the progress of each member depended on that of his cellmates, the group pounced on the slightest misconduct as an indication of backsliding. Prisoners demonstrated the zeal of their commitment by ferociously attacking deviations. Constant intimacy with people who reviled him pushed the resistant prisoner to the limits of his emotional endurance. Hinkle and Wolff found that “The prisoner must conform to the demands of the group sooner or later.” As the prisoner developed genuine changes of attitude, pressure on him relaxed. His cellmates rewarded him with increasing acceptance and esteem. Their acceptance, in turn, reinforced his commitment to the Party, for he learned that only this commitment allowed him to live successfully in the cell. In many cases, this process produced an exultant sense of mission in the prisoner—a feeling of having finally straightened out his life and come to the truth. To be sure, this experience, which was not so different from religious conversion, did not occur in all cases or always last after the prisoner returned to a social group that did not reinforce it.

From the first preliminary studies of Wolff and Hinkle, the U.S. intelligence community moved toward the conclusion that neither the Chinese nor the Russians made appreciable use of drugs or hypnosis, and they certainly did not possess the brainwashing equivalent of the atomic bomb (as many feared). Most of their techniques were rooted in age-old methods, and CIA brainwashing researchers like psychologist John Gittinger found themselves poring over ancient documents on the Spanish Inquisition. Furthermore, the communists used no psychiatrists or other behavioral scientists to devise their interrogation system. The differences between the Soviet and Chinese systems seemed to grow out of their respective national cultures. The Soviet brainwashing system resembled a heavy-handed cop whose job was to isolate, break, and then subdue all the troublemakers in the neighborhood. The Chinese system was more like thousands of skilled acupuncturists, working on each other and relying on group pressure, ideology, and repetition. To understand further the Soviet or Chinese control systems, one had to plunge into the subtle mysteries of national and individual character.

While CIA researchers looked into those questions, the main thrust of the Agency’s brainwashing studies veered off in a different direction. The logic behind the switch was familiar in the intelligence business. Just because the Soviets and the Chinese had not invented a brainwashing machine, officials reasoned, there was no reason to assume that the task was impossible. If such a machine were even remotely feasible, one had to assume the communists might discover it. And in that case, national security required that the United States invent the machine first. Therefore, the CIA built up its own elaborate brainwashing program, which, like the Soviet and Chinese versions, took its own special twist from our national character. It was a tiny replica of the Manhattan Project, grounded in the conviction that the keys to brainwashing lay in technology. Agency officials hoped to use old-fashioned American know-how to produce shortcuts and scientific breakthroughs. Instead of turning to tough cops, whose methods repelled American sensibilities, or the gurus of mass motivation, whose ideology Americans lacked, the Agency’s brainwashing experts gravitated to people more in the mold of the brilliant—and sometimes mad—scientist, obsessed by the wonders of the brain.

In 1953 CIA Director Allen Dulles made a rare public statement on communist brainwashing: “We in the West are somewhat handicapped in getting all the details,” Dulles declared. “There are few survivors, and we have no human guinea pigs to try these extraordinary techniques.” Even as Dulles spoke, however, CIA officials acting under his orders had begun to find the scientists and the guinea pigs. Some of their experiments would wander so far across the ethical borders of experimental psychiatry (which are hazy in their own right) that Agency officials thought it prudent to have much of the work done outside the United States.

 

Call her Lauren G. For 19 years, her mind has been blank about her experience. She remembers her husband’s driving her up to the old gray stone mansion that housed the hospital, Allan Memorial Institute, and putting her in the care of its director, Dr. D. Ewen Cameron. The next thing she recalls happened three weeks later: